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Audit Plan
Audit Plan Archives
Planned Audit Work for Fiscal Year
Ending 6/30/08
Status
Review of Self Assessment
Questionnaire [Office of State
Controller] - FY 07
Complete
Review of Carry-Forward Lapse Salary Usage - FY 07
Complete
Review of Travel Policies and Procedures
Complete
Review of Information Technology Issue Management
Complete
Review of NCAA Compliance: Athletic Equipment and Apparel
Complete
Review of ID Card Issuance Procedures
Complete
Review of Petty Cash and Change Funds
Completed
Review of NCAA Compliance: Coaching
Staff Limits and Contracts
Completed
Review of Secondary
Employment
Deferred
Review of Credit Card Processing
Compliance
Complete
Review of Information Technology
Change Management
Complete
Review of University and College Business
Continuity Plans
Complete
Review of Missing Property Reporting
Procedures
Complete
Review of Telecom Expenses
Deferred
Review of Self Assessment
Questionnaire [Office of State
Controller] - FY 08
In Progress
Review of
Carry-Forward Lapse Salary Usage - FY 08
In Progress
Review of
Compliance with Information Privacy standards:
HIPAA Privacy Complete Graham Leach -
Bliley FERPA
Planned Audit Work for Fiscal Year
Ending 6/30/07
Status
Review of Student Financial Aid
Compliance
Complete
HIPAA Security
Complete
Complete
Complete
Review of the Self-Assessment of Internal
Controls (from the Office of State Controller for FY 06)
Complete
Review of Carry-Forward and Lapsed Salary
usage (FY 06)
Complete
Construction Management Audit - COE
building project
Complete
Assessment of institutional insurance
coverage adequacy
Deferred
Audit of selected research grants with
high EPA hazard potential
Not Conducted
Review of access control processes in FM
and HRL
Not Conducted
Review of endowment and gift
administration (Office of University Development and selected Academic
Departments)
Complete
Review Reconciliations of bank and
clearing accounts
Complete
Review University-wide computer
disposal/data cleaning procedures
Deferred
Audit Petty Cash and Change Funds in
selected departments
Complete
NCAA Compliance (selected topics)
Complete
Review of IT Disaster Recovery Plan
Complete
Review of Banner access verification
procedures
Complete
Review of procedures for reporting
missing property for SBI compliance
Complete
Review of the
Self-Assessment of Internal Controls (from the Office of State
Controller for FY 07)
Complete
Review of
Carry-Forward and Lapsed Salary usage (FY 07)
Complete